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June 2027
CS AIR OS
CMSL → PART I : CAPITAL MARKET
LAWS GOVERNING TO DEPOSITORIES AND DEPOSITORY PARTICIPANTS
Chapter 78 · 50 topics
Topic Path
Completed · Current · Upcoming
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Introduction
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An Overview of Depository System
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Role of Depository and its Functions
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Bank–Depository - An Analogy
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Difference between Depository and Custodian
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Benefits of Depository System
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Depository Participant (DP)
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Issuer
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Dematerialisation
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Rematerialisation
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International Securities Identification Number (ISIN)
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Demat Account Opening Process
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Legal Linkage
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Electronic Credit in New Issues
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Corporate Actions
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Depositories Act, 1996
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Important Definitions
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Certificate of Commencement of Business by Depositories
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Eligibility Condition for Depository Services
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Rights and Obligations of Depositories, Participants, Issuers and Beneficial Owners
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Options to receive Security Certificate or hold Securities with Depository
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Restriction on Transfer of Securities
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Requirements with the Promoters and Promoter Group Shareholding
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Issuance of Certificates or Receipts/Letters/Advices for Securities and dealing with Unclaimed
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Fungibility
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Rights of Depositories and Beneficial Owner
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Register of Beneficial Owner
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Pledge or Hypothecation of Securities held in a Depository
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Furnishing of Information and Records by Depository and Issuer
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Option to opt out in respect of any Security
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Depositories to Indemnify Loss in certain cases
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Powers of the SEBI
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Penalties and Adjudication
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Penalties
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Adjudication
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Offences and Cognizance
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Offences
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Cognizance of Offences by Courts
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Composition of Certain Offences
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Power to Grant Immunity
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Miscellaneous Provisions
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Power of Central Government to make Rules
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Power of Depositories to make Bye-Laws
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SEBI (Depositories and Participants) Regulations, 2018
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Reconciliation
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Audit under SEBI (Depositories and Participants) Regulations, 2018
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Internal Audit and Concurrent Audit of Depository Participants
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SEBI’s Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants
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